Data by YubHub
Market Business Oversight Compliance Assistant Vice President
Barclays
Sponsorship not confirmed
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About the job
We are seeking a Market Business Oversight Compliance Assistant Vice President to join our Europe Markets Business Oversight Compliance team in Frankfurt. The successful candidate will provide data-led expert oversight and check and challenge on business and compliance matters to ensure that Barclays is operating in compliance with its legal, regulatory, and ethical responsibilities. Key Responsibilities: Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems Investigate potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation, or Anti-Competitive Conduct Conduct investigations of compliance risk events or breaches and oversee corrective actions and preventative measures Implement compliance policies and procedures in line with regulatory requirements Collaborate with 1LOD, other relevant Compliance teams, and legal, and relevant risk management functions Assistant Vice President Expectations: Advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness Lead a team performing complex tasks and deliver work that impacts the whole business function Demonstrate leadership behaviours to create an environment for colleagues to thrive Requirements: Experience in financial services, with knowledge of financial markets activities and instruments Practical knowledge of EU financial markets regulation, including MiFID/MiFIR Excellent written and verbal communication skills in both English and German What We Offer: Opportunity to work with a leading global financial services organisation Collaborative and dynamic work environment Professional development and growth opportunities All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, and the Barclays Mindset – to Empower, Challenge, and Drive. Job Data by YubHub .
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